Compliance & Disclosures – Oli Ross
Effective Date: [Insert Date]
At Oli Ross, transparency and regulatory compliance are core to how we operate. The information provided on this website is intended to educate and inform prospective clients about our services and expertise. By using this site, you acknowledge and agree to the following disclosures.
1. Licensing and Regulation
- Oli Ross is a licensed Mutual Fund and Segregated Fund advisor in Ontario, Canada.
- We are authorized to provide financial advice, investment guidance, and insurance solutions within the scope of our licenses.
- We are not licensed to provide stock or ETF advice at this time.
2. Nature of Advice
- Any information provided on this website or during consultations is general in nature and does not constitute personalized financial, tax, legal, or investment advice.
- Your individual circumstances, goals, and risk tolerance must be considered before making financial decisions.
- We recommend consulting with your own legal, tax, or investment professionals for advice specific to your situation.
3. Fees and Compensation
- Oli Ross may receive commissions from the sale of mutual funds, segregated funds, and insurance products.
- All compensation is fully disclosed to clients before any product purchase.
- We do not charge hidden fees, and we prioritize transparency in all client engagements.
4. Conflicts of Interest
- We strive to act in the best interest of our clients at all times.
- Any potential conflicts of interest, including relationships with product providers, are disclosed as required by law.
5. Privacy and Security
- All personal information collected through this website or during client interactions is handled in accordance with our Privacy Policy.
6. No Guarantee of Results
- Investment and insurance products carry inherent risks, and past performance does not guarantee future results.
- While we provide guidance and actionable recommendations, results may vary based on market conditions, client decisions, and other factors.
7. Client Responsibility
- Clients are responsible for providing accurate and complete information about their financial situation, objectives, and risk tolerance.
- Decisions made based on the information provided by Oli Ross are ultimately the responsibility of the client.
8. Updates to This Page
- We may update this Compliance & Disclosures page periodically to reflect changes in regulations, licensing, or services.
- The most recent version will always be posted on this website.
9. Contact Information
If you have questions regarding our compliance, licenses, or disclosures, please contact us at:
Oli Ross
Email: [insert email address]
Phone: [insert phone number]